Capital Markets and Securities
Further areas of expertise
The law of capital markets and securities governs the operation of financial markets, the issuance of securities, and the protection of investors, playing a key role in ensuring the transparent and secure functioning of the markets. The practice of our team at Kaiser & Pilisi covers the full spectrum of capital market transactions, providing advisory services and in-depth expertise to assist our clients in adhering to the complex legal and regulatory requirements related to the issuance of securities, to capital market transactions, and to compliance matters.
Our services regarding capital markets and securities cover a broad range of areas, assisting clients both at strategic and at operational levels, including:
- Establishing investment service providers and fund manager entities and providing continuous legal assistance with regard to their day-to-day operation
- Providing full-scale legal representation in licensing and supervisory procedures before the Hungarian National Bank
- Preparing and commenting on business policies and other organizational documents of capital market actors
- Managing public and private issuances of securities
- Modernising the remuneration policies of credit institutions
- Providing advisory services related to public takeover bids
- Launching, implementing, and providing legal assistance regarding Employee Stock Ownership Plans
